Filing Details
- Accession Number:
- 0001140361-14-028579
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-16 18:38:46
- Reporting Period:
- 2014-07-15
- Filing Date:
- 2014-07-16
- Accepted Time:
- 2014-07-16 18:38:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368622 | Aerovironment Inc | AVAV | Aircraft (3721) | 952705790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488531 | Jikun Kim | C/O Aerovironment, Inc. 181 W. Huntington Drive, Suite 202 Monrovia CA 91016 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-07-15 | 1,650 | $34.63 | 32,425 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-15 | 6,000 | $24.57 | 38,425 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-07-15 | 4,000 | $29.79 | 42,425 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-07-15 | 6,000 | $18.07 | 48,425 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-15 | 12,999 | $34.87 | 35,426 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2014-07-15 | 6,000 | $0.00 | 6,000 | $24.57 |
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2014-07-15 | 4,000 | $0.00 | 4,000 | $29.79 |
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2014-07-15 | 6,000 | $0.00 | 6,000 | $18.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,000 | 2020-06-22 | No | 4 | M | Direct | |
| 8,000 | 2021-05-11 | No | 4 | M | Direct | |
| 24,000 | 2023-04-22 | No | 4 | M | Direct |
Footnotes
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $34.51 - $35.29. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The options vest in five equal annual installments beginning one year from June 22, 2010.
- The options vest in five equal annual installments beginning one year from May 11, 2011.
- The options vest in five equal annual installments beginning one year from April 22, 2013.
Billionaire Hedge Funds
