Home > Insider Trading > Filing (0001181431-14-026823)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1120193	Nasdaq Omx Group Inc.	NDAQ	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	521165937

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1347221	M Anna Ewing	One Liberty Plaza New York NY 10006	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2014-07-14	39,661	$25.28	150,135	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2014-07-14	39,661	$40.28	110,474	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2014-07-14	19,232	$40.00	91,242	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-07-14	39,661	$0.00	39,661	$25.28

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2021-03-28	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$45.38		2017-12-12	22,564	22,564	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-12-12	22,564	22,564	Direct

Footnotes

The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.28 to $40.30, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
Represents (i) 23,051 vested shares of restricted stock, (ii) 50,440 shares underlying PSUs, of which 28,288 shares are vested and (iii) 17,751 shares purchased under the Employee Stock Purchase Plan.
Options exercisable.