Filing Details

Accession Number:
0001209191-14-047292
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-15 20:19:45
Reporting Period:
2014-07-11
Filing Date:
2014-07-15
Accepted Time:
2014-07-15 20:19:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348334 Barracuda Networks Inc CUDA Computer Peripheral Equipment, Nec (3577) 830380411
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1590407 David Faugno C/O Barracuda Networks, Inc.
3175 S. Winchester Blvd.
Campbell CA 95008
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-07-11 3,707 $33.84 525,155 No 4 S Direct
Common Stock Disposition 2014-07-14 720 $34.50 524,435 No 4 S Direct
Common Stock Disposition 2014-07-15 16,250 $0.00 540,685 No 4 A Direct
Common Stock Disposition 2014-07-11 587 $33.84 72,441 No 4 S Indirect By Trust
Common Stock Disposition 2014-07-14 114 $34.50 72,327 No 4 S Indirect By Trust
Common Stock Disposition 2014-07-11 587 $33.84 72,441 No 4 S Indirect By Trust
Common Stock Disposition 2014-07-14 114 $34.50 72,327 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 A Direct
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2014-07-15 48,750 $0.00 48,750 $33.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
48,750 2024-07-15 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 68,273 Indirect By Trust
Common Stock 68,273 Indirect By Trust
Common Stock 24,227 Indirect By Spouse
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2014 by the Reporting Person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.82 to $35.065, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  3. The reported shares are represented by restricted stock units pursuant to which one-fourth of the shares vest annually over four years beginning on July 1, 2014.
  4. The shares are held directly by the Drop Trust 2012 Three Year Annuity Trust
  5. The shares are held directly by the Rock Trust 2012 Three Year Annuity Trust
  6. The shares are held directly by the Drop Trust 2012 Two Year Annuity Trust
  7. The shares are held directly by the Rock Trust 2012 Two Year Annuity Trust
  8. Shares subject to the option vest in sixteen equal quarterly installments beginning on June 18, 2014.