Filing Details
- Accession Number:
- 0001209191-14-047292
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-15 20:19:45
- Reporting Period:
- 2014-07-11
- Filing Date:
- 2014-07-15
- Accepted Time:
- 2014-07-15 20:19:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1348334 | Barracuda Networks Inc | CUDA | Computer Peripheral Equipment, Nec (3577) | 830380411 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1590407 | David Faugno | C/O Barracuda Networks, Inc. 3175 S. Winchester Blvd. Campbell CA 95008 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-07-11 | 3,707 | $33.84 | 525,155 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-07-14 | 720 | $34.50 | 524,435 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-07-15 | 16,250 | $0.00 | 540,685 | No | 4 | A | Direct | |
Common Stock | Disposition | 2014-07-11 | 587 | $33.84 | 72,441 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2014-07-14 | 114 | $34.50 | 72,327 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2014-07-11 | 587 | $33.84 | 72,441 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2014-07-14 | 114 | $34.50 | 72,327 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-07-15 | 48,750 | $0.00 | 48,750 | $33.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
48,750 | 2024-07-15 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 68,273 | Indirect | By Trust |
Common Stock | 68,273 | Indirect | By Trust |
Common Stock | 24,227 | Indirect | By Spouse |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2014 by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.82 to $35.065, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- The reported shares are represented by restricted stock units pursuant to which one-fourth of the shares vest annually over four years beginning on July 1, 2014.
- The shares are held directly by the Drop Trust 2012 Three Year Annuity Trust
- The shares are held directly by the Rock Trust 2012 Three Year Annuity Trust
- The shares are held directly by the Drop Trust 2012 Two Year Annuity Trust
- The shares are held directly by the Rock Trust 2012 Two Year Annuity Trust
- Shares subject to the option vest in sixteen equal quarterly installments beginning on June 18, 2014.