Filing Details
- Accession Number:
- 0001209191-14-047290
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-15 20:17:46
- Reporting Period:
- 2014-07-11
- Filing Date:
- 2014-07-15
- Accepted Time:
- 2014-07-15 20:17:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1348334 | Barracuda Networks Inc | CUDA | Computer Peripheral Equipment, Nec (3577) | 830380411 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1590386 | S Zachary Levow | C/O Baracuda Networks, Inc. 3175 S. Winchester Blvd. Campbell CA 95008 | Chief Marketing Officer & Evp | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-07-11 | 8,246 | $35.00 | 3,415,608 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-07-11 | 717 | $35.00 | 312,021 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-07-15 | 50,000 | $0.00 | 50,000 | $33.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2024-07-15 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 102,470 | Indirect | By Spouse |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2014.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35 to $35.065, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- The shares are held directly by the Levow Family 2010 Irrevocable Trust, dated June 29, 2010 for which the Reporting Person serves as a trustee.
- Shares subject to the option vest in sixteen equal quarterly installments beginning on June 18, 2014.
Billionaire Hedge Funds
