Filing Details
- Accession Number:
- 0001144204-14-043217
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-15 18:35:14
- Reporting Period:
- 2014-07-11
- Filing Date:
- 2014-07-15
- Accepted Time:
- 2014-07-15 17:35:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1159154 | Republic Airways Holdings Inc | RJET | Air Transportation, Scheduled (4512) | 061449146 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518270 | P. Timothy Dooley | C/O Republic Airways Holdings Inc. 8909 Purdue Avenue, Suite 300 Indianapolis IN 46268 | Evp, Cfo, Treasurer, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 Par Value | Acquisiton | 2014-07-11 | 4,900 | $6.32 | 67,900 | No | 4 | M | Direct | |
| Common Stock, $.001 Par Value | Disposition | 2014-07-11 | 4,900 | $11.32 | 63,000 | No | 4 | S | Direct | |
| Common Stock, $.001 Par Value | Acquisiton | 2014-07-14 | 1,500 | $6.32 | 64,500 | No | 4 | M | Direct | |
| Common Stock, $.001 Par Value | Disposition | 2014-07-14 | 1,500 | $11.34 | 63,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-07-11 | 4,900 | $0.00 | 4,900 | $6.32 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-07-14 | 1,500 | $0.00 | 1,500 | $6.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,100 | 2020-06-22 | No | 4 | M | Direct | |
| 3,600 | 2020-06-22 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a written plan as specified in Rule 10b5-1 of the Securities Exchange Act of 1934.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.32 to $11.34, inclusive. The reporting person undertakes to provide Republic Airways Holdings Inc., any security holder of Republic Airways Holdings Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This number includes 33,000 restricted shares, of which 3,000 are vested, 16,667 vest on March 30, 2015, 13,333 vest in equal annual installments from March 11, 2015 to March 11, 2016 and 30,000 restricted stock units of which 1/3 vest annually beginning June 6, 2015.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.32 to $11.43, inclusive. The reporting person undertakes to provide Republic Airways Holdings Inc., any security holder of Republic Airways Holdings Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 10,000 of these options vested and became exercisable on June 22, 2014.
Billionaire Hedge Funds
