Filing Details

Accession Number:
0001209191-14-047213
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-15 16:55:08
Reporting Period:
2014-07-12
Filing Date:
2014-07-15
Accepted Time:
2014-07-15 16:55:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141107 Arris Group Inc ARRS Radio & Tv Broadcasting & Communications Equipment (3663) 582588724
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185929 David Potts 3871 Lakefield Drive
Suwanee GA 30024
Cfo/Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-12 8,144 $0.00 80,642 No 4 C Direct
Common Stock Disposition 2014-07-15 8,144 $31.80 72,498 No 4 S Direct
Restricted Stock Disposition 2014-07-12 8,144 $0.00 54,456 No 4 C Direct
Restricted Stock Disposition 2014-07-12 7,506 $31.41 46,950 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 F Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock 7,041 Direct
Restricted Stock 17,014 Direct
Restricted Stock 68,060 Direct
Restricted Stock 17,036 Direct
Restricted Stock 45,430 Direct
Restricted Stock 15,000 Direct
Restricted Stock 25,380 Direct
Restricted Stock 50,760 Direct
Footnotes
  1. Represents the vested portion of a restricted stock grant converting to common stock.
  2. Shares sold were subject to an existing Rule 10b5-1 Sales Plan.
  3. Represents a restricted stock grant which vests annually in fourths beginning on July 12, 2014 (the "vesting date") and on each successive anniversary of the vesting dates.
  4. Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares
  5. Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.
  6. Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.
  7. Represents a restricted stock grant which is performance-based. 0 to 68,060 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015.
  8. Represents a restricted stock grant which vests annually in fourths beginning on March 29, 2014 (the "vesting date") and on each successive anniversary of the vesting dates.
  9. Represents a restricted stock grant which is performance-based. 0 to 45,430 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
  10. Represents a restricted stock grant which is performance-based. 0 to 15,000 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
  11. Represents a restricted stock grant which vests annually in fourths beginning on March 27, 2015 (the "vesting date") and on each successive anniversary of the vesting dates.
  12. Represents a restricted stock grant which is performance-based. 0 to 50,760 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2016 and will vest 1/31/2017.