Filing Details
- Accession Number:
- 0001209191-14-047200
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-15 16:31:12
- Reporting Period:
- 2014-07-15
- Filing Date:
- 2014-07-15
- Accepted Time:
- 2014-07-15 16:31:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1590976 | Malibu Boats Inc. | MBUU | Ship & Boat Building & Repairing (3730) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1598589 | K. Michael Hooks | 2000 Avenue Of The Stars, 11Th Floor Los Angeles CA 90067 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2014-07-15 | 1,013,314 | $18.50 | 1,493,739 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2014-07-15 | 134,793 | $18.50 | 198,699 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Units of Malibu Boats Holdings, LLC | Disposition | 2014-07-15 | 56,632 | $18.50 | 56,632 | $0.00 |
Class A Common Stock | Units of Malibu Boats Holdings, LLC | Disposition | 2014-07-15 | 1,464,341 | $18.50 | 1,464,341 | $0.00 |
Class A Common Stock | Units of Malibu Boats Holdings, LLC | Disposition | 2014-07-15 | 181,520 | $18.50 | 181,520 | $0.00 |
Class A Common Stock | Units of Malibu Boats Holdings, LLC | Disposition | 2014-07-15 | 145,596 | $18.50 | 145,596 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
83,481 | No | 4 | D | Direct | ||
2,158,599 | No | 4 | D | Indirect | ||
267,582 | No | 4 | D | Indirect | ||
214,625 | No | 4 | D | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 9,371 | Direct |
Footnotes
- Represents shares of the Issuer's Class A Common Stock sold by The Canyon Value Realization Master Fund, L.P. ("Canyon Master Fund") in the Issuer's public offering of Class A Common Stock completed on July 15, 2014 (the "Offering").
- The amount shown represents the beneficial ownership of shares of Issuer's Class A Common Stock owned by Canyon Master Fund.
- Represents shares of the Issuer's Class A Common Stock sold by BC-MB GP in the Offering.
- The amount shown represents the beneficial ownership of shares of Issuer's Class A Common Stock owned by BC-MB GP.
- Represents stock units which are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Issuer's Directors' Compensation Policy) as a director or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.
- Pursuant to the terms of an exchange agreement, the holder of the Units in Malibu Boats Holdings, LLC (the "LLC Units") has a right to exchange the LLC Units for shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or at the Issuer's option, other than in the event of a change in control, for a cash payment equal to the market value of the LLC Units. The LLC Units have no expiration date.
- Following the Offering, the Issuer used the net proceeds from the Offering to purchase LLC Units at a purchase price per unit equal to the public offering price per share of Class A Common Stock in the Offering, after deducting underwriting discounts and commissions.
- Represents the LLC Units purchased from the reporting person.
- Represents the LLC Units purchased from Black Canyon Direct Investment Fund L.P. ("BC Fund").
- The amount shown represents the beneficial ownership of LLC Units owned by BC Fund.
- Represents the LLC Units purchased from The Canyon Value Realization Fund, L.P. ("Canyon Fund").
- The amount shown represents the beneficial ownership of LLC Units owned by the Canyon Fund.
- Represents the LLC Units purchased from Loudon Partners, LLC ("Loudon").
- The amount shown represents the beneficial ownership of LLC Units by Loudon.