Filing Details
- Accession Number:
- 0001209191-14-047194
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-15 16:30:25
- Reporting Period:
- 2014-07-15
- Filing Date:
- 2014-07-15
- Accepted Time:
- 2014-07-15 16:30:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1590976 | Malibu Boats Inc. | MBUU | Ship & Boat Building & Repairing (3730) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1598589 | K. Michael Hooks | 2000 Avenue Of The Stars, 11Th Floor Los Angeles CA 90067 | Yes | No | Yes | No | |
1598704 | Black Canyon Capital Llc | 2000 Avenue Of The Stars, 11Th Floor Los Angeles CA 90067 | Yes | No | Yes | No | |
1598940 | Black Canyon Investments Llc | 2000 Avenue Of The Stars, 11Th Floor Los Angeles CA 90067 | Yes | No | Yes | No | |
1598944 | Black Canyon Investments, L.p. | 2000 Avenue Of The Stars, 11Th Floor Los Angeles CA 90067 | Yes | No | Yes | No | |
1599097 | W. Mark Lanigan | 2000 Avenue Of The Stars, 11Th Floor Los Angeles CA 90067 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2014-07-15 | 1,013,314 | $18.50 | 1,493,739 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2014-07-15 | 134,793 | $18.50 | 198,699 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Units of Malibu Boats Holdings, LLC | Disposition | 2014-07-15 | 1,464,341 | $18.50 | 1,464,341 | $0.00 |
Class A Common Stock | Units of Malibu Boats Holdings, LLC | Disposition | 2014-07-15 | 181,520 | $18.50 | 181,520 | $0.00 |
Class A Common Stock | Units of Malibu Boats Holdings, LLC | Disposition | 2014-07-15 | 145,596 | $18.50 | 145,596 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,158,599 | No | 4 | D | Indirect | ||
267,582 | No | 4 | D | Indirect | ||
214,625 | No | 4 | D | Indirect |
Footnotes
- Represents shares of the Issuer's Class A Common Stock sold by The Canyon Value Realization Master Fund, L.P. ("Canyon Master Fund") in the Issuer's public offering of Class A Common Stock completed on July 15, 2014 (the "Offering").
- The amount shown represents the beneficial ownership of shares of Issuer's Class A Common Stock owned by Canyon Master Fund.
- Represents shares of the Issuer's Class A Common Stock sold by BC-MB GP in the Offering.
- The amount shown represents the beneficial ownership of shares of Issuer's Class A Common Stock owned by BC-MB GP.
- Pursuant to the terms of an exchange agreement, the holder of the Units in Malibu Boats Holdings, LLC (the "LLC Units") has a right to exchange the LLC Units for shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or at the Issuer's option, other than in the event of a change in control, for a cash payment equal to the market value of the LLC Units. The LLC Units have no expiration date.
- Following the Offering, the Issuer used the net proceeds from the Offering to purchase LLC Units at a purchase price per unit equal to the public offering price per share of Class A Common Stock in the Offering, after deducting underwriting discounts and commissions.
- Represents the LLC Units purchased from Black Canyon Direct Investment Fund L.P. ("BC Fund").
- The amount shown represents the beneficial ownership of LLC Units owned by BC Fund.
- Represents the LLC Units purchased by The Canyon Value Realization Fund, L.P. ("Canyon Fund").
- The amount shown represents the beneficial ownership of LLC Units owned by the Canyon Fund.
- Represents the LLC Units purchased by Loudon Partners, LLC ("Loudon").
- The amount shown represents the beneficial ownership of LLC Units by Loudon.