Filing Details

Accession Number:
0001225208-14-016976
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-15 17:09:16
Reporting Period:
2014-07-11
Filing Date:
2014-07-15
Accepted Time:
2014-07-15 16:09:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BF'B Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1598777 A Alejandro Alvarez 850 Dixie Highway
Louisville KY 40210
Svp, Cpo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Acquisiton 2014-07-11 2,600 $27.05 2,869 No 4 M Direct
Class B Common Disposition 2014-07-11 1,317 $93.25 1,552 No 4 S Direct
Class B Common Disposition 2014-07-11 1,552 $93.79 0 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Appreciation Right Disposition 2014-07-11 2,600 $0.00 2,600 $27.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,128 2012-05-01 2019-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common 1,025 Indirect By 401k
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Restricted Stock Units $0.00 2016-04-30 280 280 Direct
Class B Common Restricted Stock Units $0.00 2017-04-30 119 119 Direct
Class B Common Stock Appreciation Right $38.43 2013-05-01 2020-04-30 2,178 2,178 Direct
Class B Common Stock Appreciation Right $46.40 2014-05-01 2021-04-30 5,757 5,757 Direct
Class B Common Stock Appreciation Right $58.70 2015-05-01 2022-04-30 3,050 3,050 Direct
Class B Common Stock Appreciation Right $72.42 2016-05-01 2023-04-30 3,458 3,458 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
280 280 Direct
119 119 Direct
2020-04-30 2,178 2,178 Direct
2021-04-30 5,757 5,757 Direct
2022-04-30 3,050 3,050 Direct
2023-04-30 3,458 3,458 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.25 to $93.30, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The closing price of BF-B ($93.79) on July 10, 2014 was used to calculate the tax withholding obligation.
  3. Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of July 11, 2014.
  4. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
  5. The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.
  6. The Restricted Stock Units were granted on July 25, 2013, and vest April 30, 2017.