Filing Details
- Accession Number:
- 0001553350-14-000749
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-15 14:45:25
- Reporting Period:
- 2014-07-11
- Filing Date:
- 2014-07-15
- Accepted Time:
- 2014-07-15 14:45:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1325964 | Lightwave Logic Inc. | LWLG | Miscellaneous Plastics Products (3080) | 820497368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1442479 | S. James Marcelli | 1831 Lefthand Circle Suite C Longmont CO 80501 | President, Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-07-11 | 6,700 | $0.75 | 246,700 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (Right to Buy) | Acquisiton | 2014-07-11 | 3,350 | $0.00 | 3,350 | $1.00 |
Common Stock | Warrant (Right to Buy) | Acquisiton | 2014-07-11 | 3,350 | $0.00 | 3,350 | $1.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,253,350 | 2014-07-11 | 2019-07-10 | No | 4 | P | Direct |
1,256,700 | 2014-07-11 | 2019-07-10 | No | 4 | P | Direct |
Footnotes
- These securities represent securities contained in a partial unit held by the reporting person consisting of 6,700 shares of common stock and warrants to purchase up to 6,700 shares of common stock.
- Includes employee stock options to purchase up to 1,250,000 shares of common stock and warrants to purchase up to 6,700 shares of common stock.