Filing Details
- Accession Number:
- 0001209191-14-047107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-15 14:01:13
- Reporting Period:
- 2014-07-11
- Filing Date:
- 2014-07-15
- Accepted Time:
- 2014-07-15 13:01:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196533 | Joseph Liu | 4949 Hedgcoxe Road Suite 200 Plano TX 75024 | Svp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Acquisiton | 2014-07-11 | 50,625 | $8.14 | 217,203 | No | 4 | M | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2014-07-11 | 33,750 | $28.80 | 183,453 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock - Diodes | 7/14/04 DIOD NQSO | Disposition | 2014-07-11 | 50,625 | $0.00 | 50,625 | $8.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-07-14 | 2014-07-14 | No | 4 | M | Direct |
Footnotes
- Exercise pursuant to previously filed 10b5-1 Plan.
- Sale pursuant to previously filed 10b5-1 Plan.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.6500 to $28.9800, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
- Non-qualified stock options exercisable in three equal annual installments beginning 07/14/2005.
- Granted under Rule 16b-3 Plan.
Billionaire Hedge Funds
