Filing Details

Accession Number:
0001214659-14-005104
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-15 10:44:43
Reporting Period:
2014-03-13
Filing Date:
2014-07-15
Accepted Time:
2014-07-15 10:44:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1580345 Triplepoint Venture Growth Bdc Corp. TPVG () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1295594 P L Ii Row Boathouse 450 Sansome Street, Suite 1500
San Fran CA 94111
No No No No
1351407 Philadelphia Financial Management Of San Francisco, Llc 450 Sansome Street
Suite 1500
San Francisco CA 94111
No No No No
1458495 Boathouse Row I, L.p. 450 Sansome Street, Suite 1500
San Francisco CA 94111
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2014-03-13 8,164 $15.73 277,028 No 4 P Indirect By Boathouse Row I, L.P.
Common Stock, Par Value $0.01 Acquisiton 2014-03-13 2,837 $15.73 96,928 No 4 P Indirect By Boathouse Row II, L.P.
Common Stock, Par Value $0.01 Acquisiton 2014-03-14 4,715 $15.90 281,743 No 4 P Indirect By Boathouse Row I, L.P.
Common Stock, Par Value $0.01 Acquisiton 2014-03-14 1,637 $15.90 98,565 No 4 P Indirect By Boathouse Row II, L.P.
Common Stock, Par Value $0.01 Acquisiton 2014-03-18 2,648 $16.04 284,391 No 4 P Indirect By Boathouse Row I, L.P.
Common Stock, Par Value $0.01 Acquisiton 2014-03-18 925 $16.04 99,490 No 4 P Indirect By Boathouse Row II, L.P.
Common Stock, Par Value $0.01 Acquisiton 2014-03-19 12,612 $16.23 297,003 No 4 P Indirect By Boathouse Row I, L.P.
Common Stock, Par Value $0.01 Acquisiton 2014-03-19 4,404 $16.23 103,894 No 4 P Indirect By Boathouse Row II, L.P.
Common Stock, Par Value $0.01 Acquisiton 2014-04-15 7,289 $14.99 304,292 No 4 P Indirect By Boathouse Row I, L.P.
Common Stock, Par Value $0.01 Acquisiton 2014-04-15 2,391 $14.99 106,285 No 4 P Indirect By Boathouse Row II, L.P.
Common Stock, Par Value $0.01 Disposition 2014-05-09 1,452 $15.11 302,840 No 4 S Indirect By Boathouse Row I, L.P.
Common Stock, Par Value $0.01 Disposition 2014-05-09 696 $15.11 105,589 No 4 S Indirect By Boathouse Row II, L.P.
Common Stock, Par Value $0.01 Disposition 2014-05-12 804 $15.00 302,036 No 4 S Indirect By Boathouse Row I, L.P.
Common Stock, Par Value $0.01 Disposition 2014-05-12 2,450 $15.00 103,139 No 4 S Indirect By Boathouse Row II, L.P.
Common Stock, Par Value $0.01 Disposition 2014-05-21 3,928 $15.40 298,108 No 4 S Indirect By Boathouse Row I, L.P.
Common Stock, Par Value $0.01 Disposition 2014-05-21 3,852 $15.40 99,287 No 4 S Indirect By Boathouse Row II, L.P.
Common Stock, Par Value $0.01 Disposition 2014-05-22 951 $15.45 297,157 No 4 S Indirect By Boathouse Row I, L.P.
Common Stock, Par Value $0.01 Disposition 2014-05-22 932 $15.45 98,355 No 4 S Indirect By Boathouse Row II, L.P.
Common Stock, Par Value $0.01 Disposition 2014-05-23 645 $15.45 296,512 No 4 S Indirect By Boathouse Row I, L.P.
Common Stock, Par Value $0.01 Disposition 2014-05-23 236 $15.45 98,119 No 4 S Indirect By Boathouse Row II, L.P.
Common Stock, Par Value $0.01 Disposition 2014-06-02 5,158 $15.64 291,354 No 4 S Indirect By Boathouse Row I, L.P.
Common Stock, Par Value $0.01 Disposition 2014-06-02 1,955 $15.64 96,164 No 4 S Indirect By Boathouse Row II, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Boathouse Row I, L.P.
No 4 P Indirect By Boathouse Row II, L.P.
No 4 P Indirect By Boathouse Row I, L.P.
No 4 P Indirect By Boathouse Row II, L.P.
No 4 P Indirect By Boathouse Row I, L.P.
No 4 P Indirect By Boathouse Row II, L.P.
No 4 P Indirect By Boathouse Row I, L.P.
No 4 P Indirect By Boathouse Row II, L.P.
No 4 P Indirect By Boathouse Row I, L.P.
No 4 P Indirect By Boathouse Row II, L.P.
No 4 S Indirect By Boathouse Row I, L.P.
No 4 S Indirect By Boathouse Row II, L.P.
No 4 S Indirect By Boathouse Row I, L.P.
No 4 S Indirect By Boathouse Row II, L.P.
No 4 S Indirect By Boathouse Row I, L.P.
No 4 S Indirect By Boathouse Row II, L.P.
No 4 S Indirect By Boathouse Row I, L.P.
No 4 S Indirect By Boathouse Row II, L.P.
No 4 S Indirect By Boathouse Row I, L.P.
No 4 S Indirect By Boathouse Row II, L.P.
No 4 S Indirect By Boathouse Row I, L.P.
No 4 S Indirect By Boathouse Row II, L.P.
Footnotes
  1. This Form 4 is jointly filed by Boathouse Row I, L.P. ("BR1"), Boathouse Row II, L.P. ("BR2") and Philadelphia Financial Management of San Francisco, LLC ("PFM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that no longer owns more than 10% of the Issuer's outstanding shares of Common Stock pursuant to Rule 16a-1(a)(1). Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest.
  2. Shares of Common Stock owned directly by BR1. PFM is the general partner of BR1. As the general partner of BR1, PFM may be deemed to beneficially own the shares of Common Stock owned directly by BR1.
  3. Shares of Common Stock owned directly by BR2. PFM is the general partner of BR2. As the general partner of BR2, PFM may be deemed to beneficially own the shares of Common Stock owned directly by BR2.