Filing Details
- Accession Number:
- 0001181431-14-026638
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-11 22:40:11
- Reporting Period:
- 2014-07-09
- Filing Date:
- 2014-07-11
- Accepted Time:
- 2014-07-11 21:40:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337553 | Aerie Pharmaceuticals Inc | AERI | Biological Products, (No Disgnostic Substances) (2836) | 203109565 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202793 | Michael Powell | C/O Sofinnova Ventures 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No | |
1245624 | James Healy | C/O Sofinnova Ventures 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No | |
1362314 | Eric Buatois | C/O Sofinnova Ventures 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No | |
1380734 | P L Vii Partners Venture Sofinnova | C/O Sofinnova Ventures 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No | |
1421501 | Sofinnova Management Vii, L.l.c. | C/O Sofinnova Ventures 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-07-09 | 1,000,000 | $24.00 | 1,566,657 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-07-10 | 8,022 | $25.81 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The securities are owned directly by Sofinnova Venture Partners VII, L.P. ("SV VII"). Sofinnova Management VII, L.L.C. ("SV VII LLC"), the general partner of SV VII, James Healy, Michael Powell, and Eric Buatois, the managing members of SV VII LLC, and Anand Mehra, a director of the Issuer, may be deemed to have shared voting and dispositive power over the shares owned by SV VII. Such persons and entities disclaim beneficial ownership over the shares owned by SV VII except to the extent of any pecuniary interest therein.
- The securities are owned directly by SV VII LLC, and James Healy, Michael Powell, and Eric Buatois, the managing members of SV VII LLC, and Anand Mehra, a director of the Issuer, may be deemed to have shared voting and dispositive power over the shares owned by SV VII LLC. Such persons and entities disclaim beneficial ownership over the shares owned by SV VII LLC except to the extent of any pecuniary interest therein.