Filing Details
- Accession Number:
- 0001491435-14-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-11 17:34:53
- Reporting Period:
- 2014-07-09
- Filing Date:
- 2014-07-11
- Accepted Time:
- 2014-07-11 17:34:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1491435 | Ludwig Hantson | One Baxter Parkway Deerfield IL 60015 | Corporate Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1 Par Value | Disposition | 2014-07-09 | 6,663 | $76.00 | 83,903 | No | 4 | S | Direct | |
Common Stock, $1 Par Value | Acquisiton | 2014-07-09 | 18,030 | $41.54 | 101,933 | No | 4 | M | Direct | |
Common Stock, $1 Par Value | Disposition | 2014-07-09 | 18,030 | $76.00 | 83,903 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2014-07-09 | 18,030 | $0.00 | 18,030 | $41.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-06-03 | 2020-06-01 | No | 4 | M | Direct |
Footnotes
- Transactions effected pursuant to a Rule 10b5-1 trading plan.
- All shares sold at $76.00.