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Filing Details

Accession Number:: 0000902664-14-003087
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-07-10 21:29:55
Reporting Period:: 2014-06-30

Filing Date:: 2014-07-10
Accepted Time:: 2014-07-10 21:29:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1561680	Tri Pointe Homes Inc.	TPH	Operative Builders (1531)	273201111

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1056973	P L Capital Carlson	2100 Mckinney Ave Ste 1800 Dallas TX 75201	No	No	Yes	No
1404557	Asgard Investment Corp.	2100 Mckinney Avenue Suite 1800 Dallas TX 75201	No	No	Yes	No
1404625	Duane Clint Carlson	2100 Mckinney Avenue Suite 1800 Dallas TX 75201	No	No	Yes	No
1404976	Ltd Offshore Diamond Black Double	2100 Mckinney Avenue Suite 1800 Dallas TX 75201	No	No	Yes	No
1449554	Ltd. Offshore Value Relative Diamond Black	Ubs House, 227 Elgin Avenue P.o. Box 852 Grand Cayman E9 KY1-1103	No	No	Yes	No
1452364	Ltd. Offshore Diamond Black	Ubs House, 227 Elgin Ave P.o. Box 852 Grand Cayman E9 KY1-1103	No	No	Yes	No
1503915	Asgard Investment Corp. Ii	2100 Mckinney Avenue Suite 1800 Dallas TX 75201	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-06-30	84,749	$15.43	3,259,402	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-06-30	94,872	$15.44	3,279,402	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-06-30	20,000	$15.45	3,379,402	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-06-30	100,000	$15.39	3,386,183	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-06-30	6,781	$15.47	3,436,183	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-06-30	50,000	$15.47	3,461,183	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-06-30	25,000	$15.46	3,486,083	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-06-30	24,900	$15.48	3,486,683	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-06-30	600	$15.48	3,487,683	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-06-30	1,000	$15.50	3,488,683	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-06-30	1,000	$15.50	3,495,083	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-06-30	150,000	$15.53	3,645,083	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-06-30	50,000	$15.48	3,695,083	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-06-30	100,000	$15.54	3,795,083	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-06-30	50,000	$15.56	3,845,083	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-06-30	68,647	$15.72	3,913,730	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-07-01	192,700	$15.54	4,106,430	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-07-02	53,600	$15.57	4,160,030	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-07-02	25,000	$15.60	4,185,030	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-07-02	25,000	$15.46	4,210,030	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-07-02	25,000	$15.54	4,235,030	No	4	P	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes

Footnotes

The shares of Common Stock to which this relates are held directly by Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Offshore"), Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Relative Value Offshore Ltd., a Cayman Islands exempted company ("Relative Value Offshore"), Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage"), Black Diamond Thematic Offshore Ltd., a Cayman Islands exempted company ("Thematic" and together with Offshore, Double Offshore, Relative Value Offshore and Arbitrage, the "Funds") and three managed accounts (collectively, the "Accounts").
Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds and the Accounts. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Asgard Investment Corp., a Delaware corporation ("Asgard"), is the sole stockholder of Asgard II. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II, Asgard and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.