Filing Details
- Accession Number:
- 0001537179-14-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-10 14:31:30
- Reporting Period:
- 2014-07-01
- Filing Date:
- 2014-07-10
- Accepted Time:
- 2014-07-10 13:31:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
931799 | Glyeco Inc. | GLYE | Industrial Inorganic Chemicals (2810) | 330622722 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1537179 | Ralph Amato | 2105 Plantation Village Dorado PR 00646 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-07-01 | 100,000 | $0.50 | 7,071,600 | No | 4 | J | Indirect | By LLC |
Common Stock | Disposition | 2014-07-09 | 500,000 | $0.70 | 6,571,600 | No | 4 | S | Indirect | By LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By LLC |
No | 4 | S | Indirect | By LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to purchase) | Disposition | 2014-07-01 | 100,000 | $0.00 | 100,000 | $0.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-09-01 | 2015-09-01 | No | 4 | O | Indirect |
Footnotes
- Warrant exercisable for 100,000 shares of Common Stock of the Issuer for $1.00 per share from September 1, 2012 to September 1, 2015. Warrant issued to Reporting Person on September 1, 2012 in consideration for services rendered.
- Exercise price of Warrant temporarily reduced by Issuer from $1.00 per share to $0.50 per share during the period beginning on June 4, 2014 and ending at 5:00 PM (Pacific Time) on July 1, 2014.
- Held indirectly through RDA Equities, LLC, an entity of which Reporting Person has voting and dispositive control.
- Shares acquired from Issuer upon the exercise of the Warrant reported on Table II of this Form 4.
- Privately negotiated sale.