Filing Details
- Accession Number:
- 0001127602-14-023107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-09 20:04:11
- Reporting Period:
- 2014-07-07
- Filing Date:
- 2014-07-09
- Accepted Time:
- 2014-07-09 20:04:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1305014 | Ashland Inc. | ASH | Wholesale-Chemicals & Allied Products (5160) | 200865835 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1023582 | /Ky J James Obrien | 50 E. Rivercenter Boulevard Covington KY 41012-0391 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-07-07 | 130,603 | $108.14 | 0 | No | 4 | S | Indirect | By Trust for Child |
| Common Stock | Disposition | 2014-07-07 | 100 | $109.08 | 43,870 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-07-07 | 30,230 | $108.14 | 13,640 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust for Child |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,198 | Indirect | 401(k) |
| Common Stock | 2,655 | Indirect | Lesop |
Footnotes
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2014.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.00 to $108.82, inclusive. The reporting person undertakes to provide to Ashland Inc., any security holder of Ashland Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Includes 13,640 shares of unvested Restricted Stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.00 to $108.90, inclusive. The reporting person undertakes to provide to Ashland Inc., any security holder of Ashland Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Based on Employee Savings Plan information as of July 7, 2014, the latest date for which such information is reasonably available.
- Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of July 7, 2014.
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