Filing Details
- Accession Number:
- 0001140361-14-028103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-09 19:46:58
- Reporting Period:
- 2014-07-07
- Filing Date:
- 2014-07-09
- Accepted Time:
- 2014-07-09 18:46:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1543418 | Novacopper Inc. | NCQ | Gold And Silver Ores (1040) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1035674 | Paulson & Co Inc | 1251 Avenue Of The Americas New York NY 10020 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Acquisiton | 2014-07-07 | 2,760,870 | $0.00 | 8,673,579 | No | 4 | P | Indirect | By Managed Funds and Accounts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Managed Funds and Accounts |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Warrants (right to buy) | Acquisiton | 2014-07-07 | 2,760,870 | $0.00 | 2,760,870 | $1.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,760,870 | 2014-07-07 | 2019-07-07 | No | 4 | P | Indirect |
Footnotes
- Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of Paulson Advantage Master Ltd, Paulson Advantage Plus Master Ltd., Paulson Gold Master Fund Ltd., Paulson Partners Enhanced, L.P., Paulson Enhanced Ltd., Paulson International Ltd. and Paulson Partners L.P. (collectively, the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.
- Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form.
- The reported securities were included in 2,760,870 Units purchased by the Reporting Person for $1.15 per Unit. Each Unit consists of one Common Share and one Warrant to purchase one Common Share.