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Filing Details

Accession Number:: 0001209191-14-046565
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-07-09 17:29:41
Reporting Period:: 2014-07-08

Filing Date:: 2014-07-09
Accepted Time:: 2014-07-09 17:29:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1245104	Globeimmune Inc	GBIM	Pharmaceutical Preparations (2834)	841353925

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1162183	Morgenthaler Partners Vii Lp	2710 Sand Hill Road, Suite 100 Menlo Park CA 94025		No	No	Yes	No
1379550	Morgenthaler Management Partners Vii, Llc	2710 Sand Hill Road, Suite 100 Menlo Park CA 94025		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-07-08	400,461	$0.00	400,461	No	4	C	Direct
Common Stock	Acquisiton	2014-07-08	130,000	$10.00	530,461	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Convertible Preferred Stock	Disposition	2014-07-08	2,528,000	$0.00	80,533	$0.00
Common Stock	Series B Convertible Preferred Stock	Disposition	2014-07-08	5,904,335	$0.00	188,096	$0.00
Common Stock	Series C Convertible Preferred Stock	Disposition	2014-07-08	3,879,015	$0.00	123,574	$0.00
Common Stock	Series E Convertible Preferred Stock	Disposition	2014-07-08	259,235	$0.00	8,258	$0.00
Common Stock	Warrant to Purchase Series B Preferred Stock (right to buy)	Disposition	2014-07-08	162,369	$1.34	162,369	$0.00
Common Stock	Warrant to Purchase Series C Preferred Stock (right to buy)	Disposition	2014-07-08	116,586	$1.45	116,586	$0.00
Common Stock	Warrant to Purchase Common Stock (right to buy)	Acquisiton	2014-07-08	5,172	$0.00	5,172	$42.00
Common Stock	Warrant to Purchase Common Stock (right to buy)	Acquisiton	2014-07-08	3,714	$0.00	3,714	$45.36

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	No	4	C	Direct
0	No	4	C	Direct
0	No	4	C	Direct
0	No	4	C	Direct
0	No	4	C	Direct
0	No	4	C	Direct
5,172	No	4	C	Direct
3,714	No	4	C	Direct

Footnotes

Represents shares of common stock of the Issuer received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, and Series E Convertible Stock.
Every one share of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, and Series E Convertible Stock (collectively, the "Convertible Preferred Stock") converted on a 1-for- 31.39 basis into shares of common stock of the Issuer upon the closing of the Issuer's initial public offering. The Convertible Preferred Stock of the Issuer had no expiration and was convertible at any time at the option of the holder.
Each one share of Series B Convertible Preferred Stock and Series C Convertible Preferred Stock converted on a 1-for-31.39 share basis into shares of common stock of the Issuer upon the closing of the Issuer's initial public offering. The number of shares and price per share reported herein does not reflect such conversion. The Warrant was immediately exercisable at any time at the option of the holder.
Represents warrants to purchase shares of common stock of the Issuer following the conversion of the Series B Convertible Preferred Stock and Series C Convertible Preferred Stock on a 1-for-31.39 share basis. The number of shares and price per share reported herein reflects such conversion. The Warrant is immediately exercisable at any time at the option of the holder.
The general partner of Morgenthaler Partners VII, L.P. ("MP VII LP") is Morgenthaler Management Partners VII, L.L.C. ("MMP VII LLC"). MMP VII LLC may be deemed to indirectly beneficially own the shares owned by MP VII LP. MMP VII LLC disclaims beneficial ownership of the shares held by MP VII LP, except to the extent of its pecuniary interest arising therein.