Filing Details
- Accession Number:
- 0001193805-14-001406
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-09 16:40:47
- Reporting Period:
- 2014-07-07
- Filing Date:
- 2014-07-09
- Accepted Time:
- 2014-07-09 16:40:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1543418 | Novacopper Inc. | NCQ | Gold And Silver Ores (1040) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454795 | L.p. Resources Strategic Electrum | 535 Madison Avenue, 11Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2014-07-07 | 2,760,870 | $0.00 | 16,022,449 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Warrants (right to buy) | Acquisiton | 2014-07-07 | 2,760,870 | $0.00 | 2,760,870 | $1.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,760,870 | 2014-07-07 | 2019-07-07 | No | 4 | P | Direct |
Footnotes
- The reported common shares and warrants were included in 2,760,870 Units purchased by the Reporting Person for $1.15 per Unit. Each Unit consists of one common share and one warrant to purchase one common share (or 2,760,870 common shares in the aggregate).