Home > Insider Trading > Filing (0000005768-14-000034)

Filing Details

Accession Number:: 0000005768-14-000034
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-07-09 17:09:30
Reporting Period:: 2014-07-07

Filing Date:: 2014-07-09
Accepted Time:: 2014-07-09 16:09:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
5768	American Science & Engineering Inc.	ASEI	X-Ray Apparatus & Tubes & Related Irradiation Apparatus (3844)	042240991

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1352964	Kenneth Galaznik	American Science And Engineering, Inc. 829 Middlesex Turnpike Billerica MA 01821	Svp & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-07-07	673	$53.55	14,572	No	4	M	Direct
Common Stock	Acquisiton	2014-07-07	1,027	$52.82	15,599	No	4	M	Direct
Common Stock	Acquisiton	2014-07-07	900	$51.56	16,499	No	4	M	Direct
Common Stock	Disposition	2014-07-07	1,500	$68.14	14,999	No	4	S	Direct
Common Stock	Disposition	2014-07-07	1,999	$69.07	13,000	No	4	S	Direct
Common Stock	Disposition	2014-07-07	100	$70.00	12,900	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Comon Stock	Employee Stock Option (right to buy)	Disposition	2014-07-07	673	$0.00	673	$53.55
Common Stock	Employee Stock Option (right to buy)	Disposition	2014-07-07	1,027	$0.00	1,027	$52.82
Common Stock	Employee Stock Option (right to buy)	Disposition	2014-07-07	900	$0.00	900	$51.56

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2015-11-01	No	4	M	Direct
0	2016-06-20	No	4	M	Direct
574	2018-06-12	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	422	Indirect	By 401(k) Plan

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2014
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from a low of $67.82 to a high of $68.35 for an average of $68.142. The reporting person undertakes to provide to American Science and Engineering, Inc., any security holder of American Science and Engineering, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from a low of $68.85 to a high of $69.50 for an average of $69.0743. The reporting person undertakes to provide to American Science and Engineering, Inc., any security holder of American Science and Engineering, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Includes 422 shares of AS&E common stock acquired under the AS&E 401(k) Plan. The information in this report is based on a plan statement dated as of July 9, 2014
The option vested on March 31, 2007 based upon the achievement of certain predetermined performance criteria.
The option vested on March 31, 2009 based upon the achievement of certain predetermined performance criteria.
On June 12, 2008, the reporting person was granted an option to purchase 1,474 shares of common stock. The option vests based on satisfaction of certain performance criteria. The performance criteria were met with respect to 983 shares of common stock on March 31, 2010 and 491 shares of common stock on March 31, 2011.