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Filing Details

Accession Number:: 0001209191-14-046484
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-07-08 20:22:00
Reporting Period:: 2014-07-03

Filing Date:: 2014-07-08
Accepted Time:: 2014-07-08 20:22:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1550695	Performant Financial Corp	PFMT	Services-Miscellaneous Business Services (7380)	200484934

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1555690	Jr Harold Leach	333 North Canyon Parkway Livermore CA 94551	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-07-03	3,960	$0.50	3,960	No	4	M	Direct
Common Stock	Disposition	2014-07-03	3,960	$10.52	0	No	4	S	Direct
Common Stock	Acquisiton	2014-07-07	16,300	$0.50	16,300	No	4	M	Direct
Common Stock	Disposition	2014-07-07	16,300	$10.51	0	No	4	S	Direct
Common Stock	Acquisiton	2014-07-08	25,278	$0.50	25,278	No	4	M	Direct
Common Stock	Disposition	2014-07-08	25,278	$10.54	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2014-07-03	3,960	$0.00	3,960	$0.50
Common Stock	Stock Option (right to buy)	Disposition	2014-07-07	16,000	$0.00	16,000	$0.50
Common Stock	Stock Option (right to buy)	Disposition	2014-07-08	25,278	$0.00	25,278	$0.50

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
157,297	2017-10-18	No	4	M	Direct
141,297	2017-10-18	No	4	M	Direct
116,019	2017-10-18	No	4	M	Direct

Footnotes

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.55 inclusive. The reporting person undertakes to provide, upon request, Performant Financial Corporation, any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.58 inclusive. The reporting person undertakes to provide, upon request, Performant Financial Corporation, any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.66 inclusive. The reporting person undertakes to provide, upon request, Performant Financial Corporation, any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option award is fully vested and immediately exercisable.