Filing Details

Accession Number:
0001209191-14-046456
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-08 18:16:05
Reporting Period:
2014-07-03
Filing Date:
2014-07-08
Accepted Time:
2014-07-08 18:16:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
29002 Diodes Inc L DIOD Semiconductors & Related Devices (3674) 952039518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196527 H C Chen 4949 Hedgcoxe Road
Suite 200
Plano TX 75024
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Diodes Incorporated Common Stock Acquisiton 2014-07-03 48,213 $11.53 509,717 No 4 M Direct
Diodes Incorporated Common Stock Disposition 2014-07-03 20,000 $30.00 489,717 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Diodes Incorporated Common Stock - Diodes 4/14/05 DIOD NQSO Disposition 2014-07-03 48,213 $0.00 48,213 $11.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
36,162 2006-04-14 2015-04-14 No 4 M Direct
Footnotes
  1. Exercise pursuant to previously filed 10b5-1 Plan.
  2. Sale pursuant to previously filed 10b5-1 Plan.
  3. Non-qualified stock options exercisable in three equal annual installments beginning 04/14/2006.
  4. Granted under Rule 16b-3 Plan.