Filing Details

Accession Number:
0001144204-14-041974
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-07-08 17:34:15
Reporting Period:
2014-05-22
Filing Date:
2014-07-08
Accepted Time:
2014-07-08 17:34:15
Original Submission Date:
2014-06-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
865911 Cascade Bancorp CACB State Commercial Banks (6022) 931034484
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550325 J Daniel Lee 1100 Nw Wall Street
Bend OR US 97701
Evp-Chief Credit Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-22 100 $4.17 26,993 No 4 P Direct
Common Stock Acquisiton 2014-05-22 2,900 $4.17 27,093 No 4 P Direct
Common Stock Acquisiton 2014-05-29 100 $4.31 29,993 No 4 P Direct
Common Stock Acquisiton 2014-05-29 500 $4.31 30,093 No 4 P Direct
Common Stock Acquisiton 2014-05-29 100 $4.32 30,593 No 4 P Direct
Common Stock Acquisiton 2014-05-29 2,000 $4.33 30,693 No 4 P Direct
Common Stock Acquisiton 2014-05-29 4,800 $4.33 32,693 No 4 P Direct
Common Stock Acquisiton 2014-05-22 19,852 $4.38 52,545 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Originially reported as lump sum amount of 10,500 shares, stocks were purchased through IRA, and had various purchase amounts. Purchase date of May 22,2014. Reason for this Form 4 Amendment is to correct the pricing error and purchase date.
  2. Originally reported as lump sum amount of 10,500 shares, stocks were purchased through IRA, and had various purchase amounts. Purchase date of May 29,2014. Reason for this Form 4 Amendment is to correct the pricing error and purchase date.
  3. May 22,2014 purchased stock through Company 401(k) plan, not reported on previous Form 4.