Filing Details
- Accession Number:
- 0001144204-14-041974
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-07-08 17:34:15
- Reporting Period:
- 2014-05-22
- Filing Date:
- 2014-07-08
- Accepted Time:
- 2014-07-08 17:34:15
- Original Submission Date:
- 2014-06-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
865911 | Cascade Bancorp | CACB | State Commercial Banks (6022) | 931034484 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1550325 | J Daniel Lee | 1100 Nw Wall Street Bend OR US 97701 | Evp-Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-22 | 100 | $4.17 | 26,993 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-05-22 | 2,900 | $4.17 | 27,093 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-05-29 | 100 | $4.31 | 29,993 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-05-29 | 500 | $4.31 | 30,093 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-05-29 | 100 | $4.32 | 30,593 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-05-29 | 2,000 | $4.33 | 30,693 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-05-29 | 4,800 | $4.33 | 32,693 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-05-22 | 19,852 | $4.38 | 52,545 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Originially reported as lump sum amount of 10,500 shares, stocks were purchased through IRA, and had various purchase amounts. Purchase date of May 22,2014. Reason for this Form 4 Amendment is to correct the pricing error and purchase date.
- Originally reported as lump sum amount of 10,500 shares, stocks were purchased through IRA, and had various purchase amounts. Purchase date of May 29,2014. Reason for this Form 4 Amendment is to correct the pricing error and purchase date.
- May 22,2014 purchased stock through Company 401(k) plan, not reported on previous Form 4.