Filing Details
- Accession Number:
- 0001209191-14-046272
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-07 19:52:10
- Reporting Period:
- 2014-07-02
- Filing Date:
- 2014-07-07
- Accepted Time:
- 2014-07-07 18:52:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196531 | Shew Keh Lu | 4949 Hedgcoxe Road Suite 200 Plano TX 75024 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Diodes Incorporated Common Stock | Disposition | 2014-07-02 | 92 | $29.18 | 828,601 | No | 4 | S | Direct | |
Diodes Incorporated Common Stock | Disposition | 2014-07-02 | 5,909 | $28.82 | 822,692 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Diodes Incorporated Common Stock | 33,550 | Indirect | Custodial |
Diodes Incorporated Common Stock | 105,000 | Indirect | Revocable Trust |
Diodes Incorporated Common Stock | 476,783 | Indirect | Lu Grandchildren's Trust |
Footnotes
- Vested restricted stock unit shares automatically sold to cover income tax for the 6/6/2013 award.
- These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.