Filing Details
- Accession Number:
- 0000950138-14-000529
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-07 16:30:48
- Reporting Period:
- 2014-07-03
- Filing Date:
- 2014-07-07
- Accepted Time:
- 2014-07-07 16:30:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
890491 | Barnes & Noble Inc | BKS | Retail-Miscellaneous Shopping Goods Stores (5940) | 061196501 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1175538 | L Michelle Smith | C/O Barnes &Amp; Noble, Inc. 122 Fifth Avenue New York NY 10011 | Vp Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-07-03 | 8,750 | $15.78 | 50,953 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-07-03 | 8,750 | $23.06 | 42,203 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-07-03 | 8,750 | $0.00 | 8,750 | $15.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
26,250 | 2021-11-14 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.03 to $23.12, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
- Twenty-five percent of these options became exercisable on November 15, 2013, 25% will become exercisable on November 15, 2014 and the remaining 50% will become exercisable on November 15, 2015.