Filing Details

Accession Number:
0000950138-14-000529
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-07 16:30:48
Reporting Period:
2014-07-03
Filing Date:
2014-07-07
Accepted Time:
2014-07-07 16:30:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
890491 Barnes & Noble Inc BKS Retail-Miscellaneous Shopping Goods Stores (5940) 061196501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1175538 L Michelle Smith C/O Barnes &Amp; Noble, Inc.
122 Fifth Avenue
New York NY 10011
Vp Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-03 8,750 $15.78 50,953 No 4 M Direct
Common Stock Disposition 2014-07-03 8,750 $23.06 42,203 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-07-03 8,750 $0.00 8,750 $15.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,250 2021-11-14 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.03 to $23.12, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
  2. Twenty-five percent of these options became exercisable on November 15, 2013, 25% will become exercisable on November 15, 2014 and the remaining 50% will become exercisable on November 15, 2015.