Filing Details
- Accession Number:
- 0001179110-14-011586
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-07 15:54:10
- Reporting Period:
- 2014-07-02
- Filing Date:
- 2014-07-07
- Accepted Time:
- 2014-07-07 15:54:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1259515 | Control4 Corp | CTRL | Electronic Components & Accessories (3670) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1582774 | B. James Arnold | C/O Control4 Corporation 11734 S. Election Road Salt Lake City UT 84020 | Svp Of Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-07-02 | 13,500 | $2.65 | 13,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-07-02 | 12,000 | $19.77 | 1,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-07-02 | 1,500 | $20.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2014-07-02 | 13,500 | $0.00 | 13,500 | $2.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
82,653 | 2017-03-01 | No | 4 | M | Direct |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $19.71 per share to $19.85 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- The option became exercisable as to 1/4th of the shares subject to the option on February 19, 2008 and 1/48th of the shares subject to the option vested on the 19th of the month each month thereafter.