Filing Details

Accession Number:
0001179110-14-011586
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-07 15:54:10
Reporting Period:
2014-07-02
Filing Date:
2014-07-07
Accepted Time:
2014-07-07 15:54:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1259515 Control4 Corp CTRL Electronic Components & Accessories (3670) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582774 B. James Arnold C/O Control4 Corporation
11734 S. Election Road
Salt Lake City UT 84020
Svp Of Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-02 13,500 $2.65 13,500 No 4 M Direct
Common Stock Disposition 2014-07-02 12,000 $19.77 1,500 No 4 S Direct
Common Stock Disposition 2014-07-02 1,500 $20.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-07-02 13,500 $0.00 13,500 $2.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
82,653 2017-03-01 No 4 M Direct
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
  2. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $19.71 per share to $19.85 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  3. The option became exercisable as to 1/4th of the shares subject to the option on February 19, 2008 and 1/48th of the shares subject to the option vested on the 19th of the month each month thereafter.