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Home > Insider Trading > Filing (0001209191-14-046074)

Filing Details

Accession Number:: 0001209191-14-046074
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-07-03 17:14:28
Reporting Period:: 2014-07-01

Filing Date:: 2014-07-03
Accepted Time:: 2014-07-03 17:14:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
906780	Empire Resorts Inc	NYNY	Retail-Eating & Drinking Places (5810)	133714474

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1315915	R Emanuel Pearlman	350 East 79Th Street New York NY 10075		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $.01 Par Value Per Share	Acquisiton	2014-07-01	24	$2.79	10,858	No	4	M	Direct
Common Stock, $.01 Par Value Per Share	Disposition	2014-07-01	24	$8.00	10,834	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, $.01 Par Value Per Share	Option to purchase Common Stock (right to buy)	Disposition	2014-07-01	24	$0.00	24	$2.79

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
337,618		2015-11-08	No	4	M	Direct

Footnotes

The exercise of the option and the sale of the underlying shares were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Pearlman effective as of November 7, 2013.
The option was fully vested as of November 9, 2013.