Filing Details
- Accession Number:
- 0001354488-14-003552
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-03 16:02:36
- Reporting Period:
- 2014-07-01
- Filing Date:
- 2014-07-03
- Accepted Time:
- 2014-07-03 16:02:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141197 | Pedevco Corp | PED | Oil & Gas Field Exploration Services (1382) | 223755993 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1415554 | C Frank Ingriselli | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-07-01 | 540,000 | $1.94 | 1,979,691 | No | 5 | A | Direct | |
Common Stock | Disposition | 2014-07-03 | 30,000 | $0.00 | 1,949,691 | No | 4 | G | Direct | |
Common Stock | Disposition | 2014-07-03 | 75,000 | $0.00 | 1,874,691 | No | 4 | G | Direct | |
Common Stock | Disposition | 2014-07-01 | 9,000 | $2.03 | 1,865,691 | No | 5 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 5 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant (Right to Buy) | $2.34 | 2013-12-16 | 2017-12-16 | 38,096 | 39,086 | Indirect |
Common Stock | Common Stock Warrant (Right to Buy) | $2.25 | 2012-01-03 | 2014-10-31 | 334 | 334 | Indirect |
Common Stock | Common Stock Warrant (Right to Buy) | $5.25 | 2013-03-22 | 2017-03-22 | 19,048 | 19,048 | Indirect |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 348,267 | 348,267 | Direct |
Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 42,533 | 42,533 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-12-16 | 38,096 | 39,086 | Indirect |
2014-10-31 | 334 | 334 | Indirect |
2017-03-22 | 19,048 | 19,048 | Indirect |
2022-06-18 | 348,267 | 348,267 | Direct |
2022-06-18 | 42,533 | 42,533 | Direct |
Footnotes
- Common stock of Issuer granted to Reporting Person and subject to forfeiture as follows: (i) 20% of the shares on the six (6) month anniversary of Grant Date; (ii) 20% on the nine (9) month anniversary of the Grant Date; (iii) 20% on the twelve (12) month anniversary of the Grant Date; (iv) 10% on the eighteen (18) month anniversary of the Grant Date (see next foot note).
- Vesting (v) 10% on the twenty-four (24) month anniversary of the Grant Date; (vi) 10% on the (30) month anniversary of the Grant Date; and (vii) the balance 10% on the thirty-six (36) month anniversary of the Grant Date, subject to the recipient being an employee of, or consultant to, the Company on such vesting date, and subject to the terms of a Restricted Shares Grant Agreement entered into by and between the Company and the recipient.
- Common stock shares were transferred pursuant to a bonafide gift in a private transaction.
- All sales were sold pursuant to Reporting Person's Rule 10b5-1 Sales Plan established on September 30, 2013.
- Reporting Person's holding includes 166,667 shares, 540,000 shares and 351,000 balance shares issued pursuant to restricted stock grants, 40,123 shares issued pursuant to an option exercise, 718,334 and 1,890 transferred from Global Venture Investments, LLC and 27,677 shares remaining from Founder's stock grant with 20,000 shares acquired in a private transaction.
- Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.
- Reporting Person made a charitable gift of 75,000 shares.