Filing Details

Accession Number:
0001354488-14-003552
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-03 16:02:36
Reporting Period:
2014-07-01
Filing Date:
2014-07-03
Accepted Time:
2014-07-03 16:02:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141197 Pedevco Corp PED Oil & Gas Field Exploration Services (1382) 223755993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415554 C Frank Ingriselli 4125 Blackhawk Plaza Circle
Suite 201
Danville CA 94506
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-01 540,000 $1.94 1,979,691 No 5 A Direct
Common Stock Disposition 2014-07-03 30,000 $0.00 1,949,691 No 4 G Direct
Common Stock Disposition 2014-07-03 75,000 $0.00 1,874,691 No 4 G Direct
Common Stock Disposition 2014-07-01 9,000 $2.03 1,865,691 No 5 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 4 G Direct
No 4 G Direct
No 5 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock Warrant (Right to Buy) $2.34 2013-12-16 2017-12-16 38,096 39,086 Indirect
Common Stock Common Stock Warrant (Right to Buy) $2.25 2012-01-03 2014-10-31 334 334 Indirect
Common Stock Common Stock Warrant (Right to Buy) $5.25 2013-03-22 2017-03-22 19,048 19,048 Indirect
Common Stock Non-Qualified Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 348,267 348,267 Direct
Common Stock Incentive Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 42,533 42,533 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-12-16 38,096 39,086 Indirect
2014-10-31 334 334 Indirect
2017-03-22 19,048 19,048 Indirect
2022-06-18 348,267 348,267 Direct
2022-06-18 42,533 42,533 Direct
Footnotes
  1. Common stock of Issuer granted to Reporting Person and subject to forfeiture as follows: (i) 20% of the shares on the six (6) month anniversary of Grant Date; (ii) 20% on the nine (9) month anniversary of the Grant Date; (iii) 20% on the twelve (12) month anniversary of the Grant Date; (iv) 10% on the eighteen (18) month anniversary of the Grant Date (see next foot note).
  2. Vesting (v) 10% on the twenty-four (24) month anniversary of the Grant Date; (vi) 10% on the (30) month anniversary of the Grant Date; and (vii) the balance 10% on the thirty-six (36) month anniversary of the Grant Date, subject to the recipient being an employee of, or consultant to, the Company on such vesting date, and subject to the terms of a Restricted Shares Grant Agreement entered into by and between the Company and the recipient.
  3. Common stock shares were transferred pursuant to a bonafide gift in a private transaction.
  4. All sales were sold pursuant to Reporting Person's Rule 10b5-1 Sales Plan established on September 30, 2013.
  5. Reporting Person's holding includes 166,667 shares, 540,000 shares and 351,000 balance shares issued pursuant to restricted stock grants, 40,123 shares issued pursuant to an option exercise, 718,334 and 1,890 transferred from Global Venture Investments, LLC and 27,677 shares remaining from Founder's stock grant with 20,000 shares acquired in a private transaction.
  6. Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.
  7. Reporting Person made a charitable gift of 75,000 shares.