Filing Details
- Accession Number:
- 0001354488-14-003551
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-03 16:01:55
- Reporting Period:
- 2014-07-01
- Filing Date:
- 2014-07-03
- Accepted Time:
- 2014-07-03 16:01:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141197 | Pedevco Corp | PED | Oil & Gas Field Exploration Services (1382) | 223755993 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1293970 | L Michael Peterson | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Exec Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-07-01 | 395,000 | $1.94 | 997,598 | No | 5 | A | Direct | |
Common Stock | Disposition | 2014-07-03 | 50,000 | $0.30 | 947,598 | No | 5 | G | Direct | |
Common Stock | Disposition | 2014-07-01 | 9,000 | $2.07 | 938,598 | No | 5 | S | Direct | |
Common Stock | Acquisiton | 2014-07-03 | 10,000 | $0.30 | 36,668 | No | 4 | G | Indirect | By dependent children |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 5 | G | Direct | |
No | 5 | S | Direct | |
No | 4 | G | Indirect | By dependent children |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,209 | Indirect | By The Peterson Family Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 63,800 | 63,800 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.24 | 2012-03-01 | 2021-10-07 | 100,000 | 100,000 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 269,534 | 269,534 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $67.20 | 2008-09-20 | 2018-05-28 | 447 | 447 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $30.24 | 2011-02-02 | 2021-02-02 | 2,977 | 2,977 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-06-18 | 63,800 | 63,800 | Direct |
2021-10-07 | 100,000 | 100,000 | Direct |
2022-06-18 | 269,534 | 269,534 | Direct |
2018-05-28 | 447 | 447 | Direct |
2021-02-02 | 2,977 | 2,977 | Direct |
Footnotes
- Common stock of Issuer granted to Reporting Person and subject to forfeiture as follows: (i) 20% of the shares on the six (6) month anniversary of the Grant Date; (ii) 20% on the nine (9) month anniversary of the Grant Date; (iii) 20% on the twelve (12) month anniversary of the Grant Date; (iv) 10% on the eighteen (18) month anniversary of the Grant Date (cont'd in next footnote).
- Vesting (v) 10% on the twenty-four (24) month anniversary of the Grant Date; (vi) 10% on the thirty (30) month anniversary of the Grant Date; and (vii) 10% on the thirty-six (36) month anniversary of the Grant Date, subject to the recipient of the shares being an employee of, or consultant to, the Company on such vesting date, and subject to the terms of a Restricted Shares Grant Agreement entered into by and between the Company and the recipient.
- Reporting Person made charitable and bonafide gift transfers of an aggregate of 50,000 shares in private transactions including transfers of an aggregate of 10,000 shares to two of his dependent children.
- All sales were sold pursuant to Reporting Person's Rule 10b5-1 Sales Plan established on September 30, 2013.
- Reporting Person's holding includes 200,000 shares, 260,000 shares and 395,000 shares issued pursuant to restricted stock agreement, 76,000 balance of vested stock, 7,449 shares issued pursuant to debt conversion, 149 issued pursuant to 2008 Blast stock grant.
- Represents shares held by Peterson Family Trust, a trust 100% owned and controlled by Mr. Peterson and his spouse.
- Represents 18,334 shares of the Issuer's common stock owned by each of the Reporting Person's two dependent children.