Filing Details

Accession Number:
0001354488-14-003550
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-03 16:00:14
Reporting Period:
2014-07-01
Filing Date:
2014-07-03
Accepted Time:
2014-07-03 16:00:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141197 Pedevco Corp PED Oil & Gas Field Exploration Services (1382) 223755993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1554740 Moore Clark 4125 Blackhawk Plaza Circle
Suite 201
Danville CA 94506
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-01 350,000 $1.94 1,139,734 No 5 A Direct
Common Stock Disposition 2014-07-03 48,000 $0.00 1,091,734 No 5 G Direct
Common Stock Disposition 2014-07-01 9,000 $2.03 1,082,734 No 5 S Direct
Common Stock Acquisiton 2014-07-03 24,000 $0.00 57,334 No 4 G Indirect By minor children
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 5 G Direct
No 5 S Direct
No 4 G Indirect By minor children
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock Warrant (Right to Buy) $2.34 2013-12-16 2017-12-16 1,906 1,906 Direct
Common Stock Common Stock Warrant (Right to Buy) $5.25 2013-03-22 2017-03-22 953 953 Direct
Common Stock Incentive Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 44,467 44,467 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 188,867 188,867 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-12-16 1,906 1,906 Direct
2017-03-22 953 953 Direct
2022-06-18 44,467 44,467 Direct
2022-06-18 188,867 188,867 Direct
Footnotes
  1. Common stock of Issuer granted to Reporting Person and subject to forfeiture as follows: (i) 20% of the shares on the six (6) month anniversary of the Grant Date; (ii) 20% on the nine (9) month anniversary of the Grant Date; (iii) 20% on the twelve (12) month anniversary of the Grant Date; (iv) 10% on the eighteen (18) month anniversary of the Grant Date (cont'd in next footnote)
  2. Vesting (v) 10% on the twenty-four (24) month anniversary of the Grant Date; (vi) 10% on the thirty (30) month anniversary of the Grant Date; and (vii) the balance 10% on the thirty-six (36) month anniversary of the Grant Date, subject to the recipient of the shares being an employee of, or consultant to, the Company on such vesting date, and subject to the terms of a Restricted Shares Grant Agreement entered into by and between the Company and the recipient.
  3. Reporting Person and his spouse made bona fide gift transfers of an aggregate of 48,000 shares in private transactions from shares held in community property, including transfers of an aggregate of 12,000 shares to each of their two minor children.
  4. All sales were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person on September 30, 2013.
  5. Reporting Person's holding includes 83,334 shares, 350,000 shares and 232,000 shares remaining respectively issued pursuant to restricted stock grants, and 417,400 balance of Founders stock.
  6. Represents 28,667 shares of the Issuer's common stock owned by each of Reporting Person's two minor children.