Filing Details

Accession Number:
0001181431-14-026218
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-03 15:19:56
Reporting Period:
2014-07-01
Filing Date:
2014-07-03
Accepted Time:
2014-07-03 15:19:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463101 Enphase Energy Inc. ENPH Semiconductors & Related Devices (3674) 204645388
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543879 Jeff Loebbaka C/O Enphase Energy, Inc.
1420 N. Mcdowell Blvd.
Petaluma CA 94954
Svp, Worldwide Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-07-01 6,799 $8.49 100,000 No 4 S Direct
Common Stock Acquisiton 2014-07-01 6,650 $1.63 106,650 No 4 M Direct
Common Stock Disposition 2014-07-01 6,650 $8.49 100,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified stock option (right to buy) Disposition 2014-07-01 6,650 $0.00 6,650 $1.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,821 2020-06-02 No 4 M Direct
Footnotes
  1. Automatic sale of common stock pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2014.
  2. Automatic stock option exercise and same-day sale pursuant to a Rule 10b-5-1 trading plan adopted by the reporting person on May 29, 2014.
  3. When both ISO and NQ Stock Options granted on 6/3/2010 are combined, they vest over 4 years of continuous service as follows: 1/4th of the shares vested on May 1, 2011, with the remainder vesting in 36 equal monthly installments on the first day of each succeeding calendar month thereafter.