Filing Details
- Accession Number:
- 0001144204-14-041400
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-03 14:30:45
- Reporting Period:
- 2014-07-02
- Filing Date:
- 2014-07-03
- Accepted Time:
- 2014-07-03 14:30:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1568832 | Rcs Capital Corp | RCAP | Security Brokers, Dealers & Flotation Companies (6211) | 383894716 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245377 | J Jeffrey Brown | C/O Rcs Capital Corporation 405 Park Ave., 15Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-07-02 | 1,000 | $22.49 | 7,473 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |