Filing Details
- Accession Number:
- 0001480248-14-000137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-03 14:17:42
- Reporting Period:
- 2014-07-01
- Filing Date:
- 2014-07-03
- Accepted Time:
- 2014-07-03 14:17:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394954 | Gt Advanced Technologies Inc. | GTAT | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1325214 | Thomas Gutierrez | Gt Advanced Technologies Inc. 243 Daniel Webster Highway Merrimack NH 03054 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2014-07-01 | 50,000 | $5.36 | 228,131 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-07-01 | 50,000 | $19.11 | 178,131 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-07-01 | 9,232 | $19.11 | 168,899 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2014-07-01 | 50,000 | $0.00 | 50,000 | $5.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 224,837 | 2019-10-29 | No | 4 | M | Direct |
Footnotes
- These transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 14, 2014.
- Of these options, one fourth vested on October 29, 2010, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to October 2010.
Billionaire Hedge Funds
