Filing Details
- Accession Number:
- 0001032220-14-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-03 14:06:24
- Reporting Period:
- 2014-07-01
- Filing Date:
- 2014-07-03
- Accepted Time:
- 2014-07-03 14:06:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1032220 | Maximus Inc | MMS | Services-Business Services, Nec (7389) | 541000588 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1311296 | Bruce Caswell | Maximus, Inc. Attn: Treasury Dept. 1891 Metro Center Drive Reston VA 20190-5207 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-01 | 8,000 | $8.68 | 8,001 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-01 | 8,000 | $42.99 | 1 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-02 | 8,000 | $8.68 | 8,001 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-02 | 8,000 | $4,275.00 | 1 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-03 | 9,000 | $8.68 | 9,001 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-03 | 9,000 | $42.59 | 1 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2014-07-01 | 8,000 | $0.00 | 8,000 | $8.68 |
| Common Stock | Stock Options | Disposition | 2014-07-02 | 8,000 | $0.00 | 8,000 | $8.68 |
| Common Stock | Stock Options | Disposition | 2014-07-03 | 9,000 | $0.00 | 9,000 | $8.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 117,000 | No | 4 | M | Direct | ||
| 109,000 | No | 4 | M | Direct | ||
| 100,000 | No | 4 | M | Direct |
Footnotes
- The Sale reported on this Form 4 was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2014.
- Weighted average sales price for prices ranging from $42.90 to $43.091. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
- Weighted average sales price for prices ranging from $42.56 to $42.97. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
- Weighted average sales price for prices ranging from $42.354 to $42.69. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
- Effective 10/18/2005 - Non Qualified Stock Options to acquire 200,000 shares of common stock were issued with the following vesting schedulesShares Vest Date50,000 10/18/200650,000 10/18/200750,000 10/18/200850,000 10/18/2009These options expire on 10/18/2015
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