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Filing Details

Accession Number:: 0001179110-14-011443
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-07-03 13:33:47
Reporting Period:: 2014-07-01

Filing Date:: 2014-07-03
Accepted Time:: 2014-07-03 13:33:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1013871	Nrg Energy Inc.	NRG	Electric Services (4911)	411724239

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1428578	Mauricio Gutierrez	Nrg Energy, Inc. 211 Carnegie Center Princeton NJ 08540	Exec Vp & Chief Operating Ofc	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $.01 Per Share	Acquisiton	2014-07-01	35,100	$23.64	200,579	No	4	M	Direct
Common Stock, Par Value $.01 Per Share	Acquisiton	2014-07-01	20,300	$23.87	220,879	No	4	M	Direct
Common Stock, Par Value $.01 Per Share	Acquisiton	2014-07-01	37,800	$19.83	258,679	No	4	M	Direct
Common Stock, Par Value $.01 Per Share	Disposition	2014-07-01	93,200	$36.65	165,479	No	4	S	Direct
Common Stock, Par Value $.01 Per Share	Disposition	2014-07-01	6,918	$36.78	158,561	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $.01 Per Share	Non-Qualified Stock Options	Disposition	2014-07-01	35,100	$0.00	35,100	$23.64
Common Stock, Par Value $.01 Per Share	Non-Qualifed Stock Options	Disposition	2014-07-01	20,300	$0.00	20,300	$23.87
Common Stock, Par Value $.01 Per Share	Non-Qualified Stock Options	Disposition	2014-07-01	37,800	$0.00	37,800	$19.83

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2010-01-02	2015-01-02	No	4	M	Direct
2011-01-04	2020-01-04	No	4	M	Direct
2012-01-03	2021-01-03	No	4	M	Direct

Footnotes

The transactions were executed pursuant to a prearranged trading plan in accordance with Rule 10b5-1 of the Securities and Exchange Act of 1934.
This transaction was executed in multiple trades at prices ranging from $36.36 to $36.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $36.65 to $37.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Pursuant to the Grant Agreement by and between NRG Energy, Inc. and the reporting person, the Non-Qualified Stock Options vested and became exercisable as follows: 33 1/3% on January 2, 2010, 33 1/3% on January 2, 2011 and 33 1/3% on January 2, 2012.
Pursuant to the Grant Agreement by and between NRG Energy, Inc. and the reporting person, the Non-Qualified Stock Options vested and became exercisable as follows: 33 1/3% on January 4, 2011, 33 1/3% on January 4, 2012 and 33 1/3% on January 4, 2013.
Pursuant to the Grant Agreement by and between NRG Energy, Inc. and the reporting person, the Non-Qualified Stock Options vested and became exercisable as follows: 33 1/3% on January 3, 2012, 33 1/3% on January 3, 2013 and 33 1/3% on January 3, 2014.