Filing Details
- Accession Number:
- 0001503593-14-000002
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-07-02 17:01:25
- Reporting Period:
- 2014-05-27
- Filing Date:
- 2014-07-02
- Accepted Time:
- 2014-07-02 17:01:25
- Original Submission Date:
- 2014-06-24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
728387 | Isoray Inc. | ISR | Surgical & Medical Instruments & Apparatus (3841) | 411458152 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1503593 | William Cavanagh | 350 Hills Street Suite 106 Richland WA 99354 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-27 | 15,000 | $0.84 | 15,000 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-05-27 | 15,571 | $0.99 | 30,571 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-27 | 30,571 | $2.22 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2014-05-27 | 15,000 | $0.00 | 15,000 | $0.84 |
Common Stock | Stock Options | Disposition | 2014-05-27 | 15,571 | $0.00 | 15,571 | $0.99 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-01-08 | No | 4 | M | Direct | |
7,774 | 2021-06-17 | No | 4 | M | Direct |
Footnotes
- right to buy.
- the option became exercisable in three equal installments ending on January 8, 2013.
- Since the date of the reporting person's last ownership report, he has transferred employee stock options to purchase an aggregate of 49,965 shares of ISR common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities by his ex-wife.
- the option becomes exercisable in three equal installments with two-thirds of the option shares exercisable as of June 30, 2013, and the remaining one-third will become exercisable on June 30, 2014.
- this amendment is required to be filed to correct an error on the original Form 4 filed on June 24, 2014. In the original Form 4 filing, footnote (2) was inadvertently added in the Section 3. Transaction Date columns in Table II for both entries, when it should have been added in Section 6., for the first entry only.