Filing Details
- Accession Number:
- 0001127602-14-022413
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-02 15:50:11
- Reporting Period:
- 2014-07-01
- Filing Date:
- 2014-07-02
- Accepted Time:
- 2014-07-02 14:50:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86312 | Travelers Companies Inc. | TRV | Fire, Marine & Casualty Insurance (6331) | 410518860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1224080 | W Brian Maclean | The Travelers Companies, Inc. 385 Washington Street St. Paul MN 55102 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-01 | 16,000 | $44.79 | 126,549 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-01 | 16,000 | $95.44 | 110,549 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-01 | 20,000 | $36.97 | 130,549 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-01 | 20,000 | $95.34 | 110,549 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2014-07-01 | 16,000 | $0.00 | 16,000 | $44.79 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2014-07-01 | 20,000 | $0.00 | 20,000 | $36.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 84,091 | 2009-02-06 | 2016-02-06 | No | 4 | M | Direct |
| 81,794 | 2009-01-25 | 2015-01-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 599 | Indirect | 401(k) Plan |
| Common Stock | 40 | Indirect | By Son |
Footnotes
- The transactions reported on this Form 4 were made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934. In its Form 10-Q filed on April 22, 2014, the Issuer previously disclosed the potential for executive sales of common stock, including through Rule 10b5-1 trading plans.
- Represents the weighted average sales price for price increments ranging from $94.96 to $95.70. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Represents the weighted average sales price for price increments ranging from $95.22 to $95.48. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Billionaire Hedge Funds
