Filing Details

Accession Number:
0001225208-14-016103
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-02 11:07:49
Reporting Period:
2014-07-01
Filing Date:
2014-07-02
Accepted Time:
2014-07-02 11:07:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1489393 Lyondellbasell Industries N.v. LYB Industrial Organic Chemicals (2860) 980646235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1358582 L James Gallogly 4Th Floor
One Vine Street
London X0 W1J 0AH
Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Ordinary Shares Acquisiton 2014-07-01 83,334 $13.11 1,211,950 No 4 M Direct
Class A Ordinary Shares Disposition 2014-07-01 83,334 $98.53 1,128,616 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Ordinary Shares Opt - Stock Option Disposition 2014-07-01 83,334 $0.00 83,334 $13.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,550,078 2017-04-30 No 4 M Direct
Footnotes
  1. The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in February 2014.
  2. Includes 32,581 restricted stock units granted pursuant to the issuer's long-term incentive plan granted on May 14, 2014 that vest on May 14, 2017.
  3. This transaction was executed in multiple trades at prices ranging from $97.54 to $99.11. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. The reporting person was granted 5,639,020 stock options on April 30, 2010, which vest in 20% annual increments beginning on May 14, 2010.