Filing Details
- Accession Number:
- 0001209191-14-044725
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-01 17:12:37
- Reporting Period:
- 2014-06-04
- Filing Date:
- 2014-07-01
- Accepted Time:
- 2014-07-01 17:12:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1320695 | Treehouse Foods Inc. | THS | Canned, Frozen & Preservd Fruit, Veg & Food Specialties (2030) | 202311383 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1053900 | K Sam Reed | 2021 Spring Road Suite 600 Oak Brook IL 60523 | Ceo, Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-06-04 | 24,276 | $0.00 | 0 | No | 5 | G | Indirect | Held by Spouse's GRATs. |
| Common Stock | Acquisiton | 2013-06-04 | 24,276 | $0.00 | 566,929 | No | 5 | G | Indirect | In Trust |
| Common Stock | Acquisiton | 2014-06-27 | 4,300 | $0.00 | 4,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-27 | 1,918 | $79.89 | 2,382 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-06-27 | 4,940 | $0.00 | 7,322 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-27 | 2,204 | $79.89 | 5,118 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-06-27 | 5,287 | $0.00 | 10,405 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-28 | 2,359 | $79.89 | 8,046 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-07-01 | 30,000 | $29.65 | 38,046 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-01 | 30,000 | $77.50 | 8,046 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | Held by Spouse's GRATs. |
| No | 5 | G | Indirect | In Trust |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2014-06-27 | 4,300 | $0.00 | 4,300 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2014-06-27 | 4,940 | $0.00 | 4,940 | $0.00 |
| Common Stock | Non-qualified Stock Option (right to buy) | Acquisiton | 2014-06-27 | 69,860 | $0.00 | 69,860 | $79.89 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2014-06-27 | 15,010 | $0.00 | 15,010 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2014-06-28 | 5,287 | $0.00 | 5,287 | $0.00 |
| Common Stock | Non-qualified Options (right to buy) | Disposition | 2014-07-01 | 30,000 | $0.00 | 30,000 | $29.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 4,940 | No | 4 | M | Direct | ||
| 69,860 | No | 4 | A | Direct | ||
| 15,010 | No | 4 | A | Direct | ||
| 10,573 | No | 4 | M | Direct | ||
| 280,377 | 2015-06-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 24,242 | Indirect | Held by Spouse's Trust. |
Footnotes
- GRAT annuity payment transfer for no consideration to Sam K. Reed 2008 Trust & Victoria P. Reed 2008 Trust, as Tenants in Common.
- For the disposition on this report, there was a corresponding acquisition by the Sam K. Reed 2008 Trust and Victoria P. Reed 2008 Trust, as Tenants in Common. Accordingly, Mr. Reed retains a beneficial ownership interest in all 24,276 shares.
- Held by Sam K. Reed 2008 Trust and Victoria P. Reed 2008 Trust, as Tenants in Common.
- These shares, now held by the Victoria P. Reed 2010 Non Exempt Trust, were previously held by the Spouse's GRAT prior to distribution of all shares out of the GRAT upon its expiration and pursuant to its terms.
- Settlement of restricted stock units into shares of common stock.
- Shares withheld to satisfy minimum tax withholding requirements upon vesting of restricted stock units.
- Options exercised and underlying shares sold pursuant to a pre-established 10b5-1 trading plan.
- Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
- The restricted stock units vest and settle in stock or cash in three approximately equal installments on each of the first three anniversaries of the grant date.
- The stock options have a ten-year term and will vest in three approximately equal installments on each of the first three anniversaries of the grant date.
- The stock options have a ten-year term and vested in three approximately equal installments on each of the first three anniversaries of the grant date.
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