Filing Details
- Accession Number:
- 0001589588-14-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-01 16:18:40
- Reporting Period:
- 2014-07-01
- Filing Date:
- 2014-07-01
- Accepted Time:
- 2014-07-01 16:18:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1025877 | Dcb Financial Corp | DCBF.OB | State Commercial Banks (6022) | 311469837 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1487339 | E Bart Johnson | 110 Riverbend Ave. Po Box 1001 Lewis Center OH 43035 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Dcb Financial Corp Common Stock | Acquisiton | 2014-07-01 | 349 | $7.51 | 34,100 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Dcb Financial Corp Common Stock | 142 | Indirect | Owned by son Eric Johnson |
| Dcb Financial Corp Common Stock | 131 | Indirect | Owned by son Nathan Johnson |
| Dcb Financial Corp Common Stock | 125 | Indirect | Owned by daughter Jeniifer Johnson |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Dcb Financial Corp Common Stock | DCBF Employee Stock Options-Calls | $3.50 | 2011-12-21 | 2020-10-20 | 1,429 | 2,540 | Direct |
| Dcb Financial Corp Common Stock | DCBF Employee Stock Options-Calls | $4.50 | 2013-12-21 | 2022-12-20 | 1,111 | 2,540 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-10-20 | 1,429 | 2,540 | Direct |
| 2022-12-20 | 1,111 | 2,540 | Direct |
Footnotes
- The options vest in five equal annual installments beginning one year after the grant date and expire ten years after the grant date.
- Options granted 12/21/2010.
- Options granted 12/21/2012.
Billionaire Hedge Funds
