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Filing Details

Accession Number:: 0001140361-14-027194
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-07-01 15:56:23
Reporting Period:: 2013-06-20

Filing Date:: 2014-07-01
Accepted Time:: 2014-07-01 15:56:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1564709	Truett-Hurst Inc.	THST	Beverages (2080)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1066062	R Michael Klein	1133 Connecticut Avenue Nw Suite 600 Washington DC 20036		No	No	Yes	No
1610900	Trust Children's Irrevocable Blum C Richard 1987-1988	1133 Connecticut Avenue Nw Suite 600 Washington DC 20036		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2013-06-20	30,000	$5.79	535,000	No	4	P	Direct
Class A Common Stock	Acquisiton	2013-06-24	10,000	$5.33	545,000	No	4	P	Direct
Class A Common Stock	Acquisiton	2013-06-25	13,500	$5.91	558,500	No	4	P	Direct
Class A Common Stock	Acquisiton	2013-06-26	5,000	$5.73	563,500	No	4	P	Direct
Class A Common Stock	Acquisiton	2013-06-27	10,500	$5.68	569,000	No	4	P	Direct
Class A Common Stock	Acquisiton	2013-07-11	26,764	$5.12	600,764	No	4	P	Direct
Class A Common Stock	Acquisiton	2013-07-15	4,300	$5.03	605,064	No	4	P	Direct
Class A Common Stock	Acquisiton	2013-07-16	1,000	$5.06	606,064	No	4	P	Direct
Class A Common Stock	Acquisiton	2013-07-17	9,000	$5.28	615,064	No	4	P	Direct
Class A Common Stock	Acquisiton	2013-08-01	5,000	$5.29	620,064	No	4	P	Direct
Class A Common Stock	Acquisiton	2013-08-02	11,000	$5.29	631,064	No	4	P	Direct
Class A Common Stock	Acquisiton	2013-08-06	100	$5.53	631,164	No	4	P	Direct
Common Class A Common Stock	Acquisiton	2013-08-13	48,836	$5.78	680,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.7338 to $5.8675, inclusive. The reporting person undertakes to provide to Truett-Hurst, Inc., any security holder of Truett-Hurst, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) through (7) to this Form 4.
These shares are directly owned by the 1987-1988 Richard C Blum Irrevocable Children's Trust (the "Trust"). Michael Klein is the sole trustee of the Trust and may, accordingly, be deemed an indirect beneficial owner of the shares held by the Trust, although he is not a beneficiary of the Trust. Mr. Klein disclaims beneficial ownership of the shares held by the Trust, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission of beneficial owner of such shares for any purpose.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.8371 to $5.9325, inclusive.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.5800 to $5.7292, inclusive.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.0257 to $5.2260, inclusive.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.2822 to $5.3050, inclusive.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.7463 to $5.7860, inclusive.