Filing Details
- Accession Number:
- 0001127602-14-021988
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-01 15:33:52
- Reporting Period:
- 2014-07-01
- Filing Date:
- 2014-07-01
- Accepted Time:
- 2014-07-01 15:33:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278048 | J Peter Desilva | 1010 Grand Blvd. Kansas City MO 64106 | President And Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-01 | 6,796 | $34.84 | 116,558 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-07-01 | 5,000 | $38.84 | 121,558 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-01 | 11,796 | $64.00 | 109,762 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-07-01 | 6,796 | $0.00 | 6,796 | $34.84 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-07-01 | 5,000 | $0.00 | 5,000 | $38.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-01-01 | 2016-01-01 | No | 4 | M | Direct |
| 14,444 | 2017-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 0 | Indirect | By 401(k) |
| Common Stock | 214 | Indirect | By Esop |
Footnotes
- The exercise of stock options and subsequent sales were effected pursuant to a 10b5-1 plan adopted by the reporting person on March 10, 2014
- Includes shares acquired from dividend reinvestment
- Options vest 50% after 3years, 75% after 4 years and 100% after 5 years
- Options will vest 50% on the third 1/1/2010; 75% on the 1/1/2011; and 100% on 1/1/2012.
Billionaire Hedge Funds
