Filing Details

Accession Number:
0001398344-14-003424
Form Type:
5
Zero Holdings:
No
Publication Time:
2014-07-01 15:31:16
Reporting Period:
2012-12-31
Filing Date:
2014-07-01
Accepted Time:
2014-07-01 14:31:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1494448 Imperial Holdings Inc. IFT Life Insurance (6311) 300663473
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1504304 Bulldog Investors, Llc Park 80 West - Plaza Two
250 Pehle Ave. Suite 708
Saddle Brook NJ 07663
No No Yes No
1561169 Steven Samuels 72 Coleytown Road
Westport CT 06882
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-06-12 10,328 $4.02 1,662,620 No 4 P Indirect By Clients
Common Stock Acquisiton 2012-06-13 12,272 $4.00 1,674,892 No 4 P Indirect By Clients
Common Stock Acquisiton 2012-06-14 49,187 $3.98 1,724,079 No 4 P Indirect By Clients
Common Stock Acquisiton 2012-06-15 41,000 $3.89 1,765,079 No 4 P Indirect By Clients
Common Stock Acquisiton 2012-06-18 26,792 $3.85 1,791,871 No 4 P Indirect By Clients
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
Footnotes
  1. Such shares were acquired on behalf of certain private investment fund clients of Bulldog Investors, LLC. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
  2. Steven Samuels is an owner of Bulldog Investors, LLC. He is also a Principal of the general partner of certain of such investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Mr. Samuels disclaims beneficial interest in shares held by such clients, except to the extent of any pecuniary interest therein.
  3. Such acquisition was previously disclosed on June 14, 2012 in Amendment No. 7 to the Schedule 13D filed by Bulldog Investors on March 8, 2012. In addition, such holdings are reflected in the Section 16 filings made on behalf of certain owners of Bulldog Investors, LLC who also serve on the board of directors of the issuer.
  4. Such acquisition was previously disclosed on July 9, 2012 in Amendment No. 8 to the Schedule 13D filed by Bulldog Investors on March 8, 2012. In addition, such holdings are reflected in the Section 16 filings made on behalf of certain owners of Bulldog Investors, LLC who also serve on the board of directors of the issuer.