Filing Details
- Accession Number:
- 0001398344-14-003424
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2014-07-01 15:31:16
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2014-07-01
- Accepted Time:
- 2014-07-01 14:31:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1494448 | Imperial Holdings Inc. | IFT | Life Insurance (6311) | 300663473 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1504304 | Bulldog Investors, Llc | Park 80 West - Plaza Two 250 Pehle Ave. Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
1561169 | Steven Samuels | 72 Coleytown Road Westport CT 06882 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-06-12 | 10,328 | $4.02 | 1,662,620 | No | 4 | P | Indirect | By Clients |
Common Stock | Acquisiton | 2012-06-13 | 12,272 | $4.00 | 1,674,892 | No | 4 | P | Indirect | By Clients |
Common Stock | Acquisiton | 2012-06-14 | 49,187 | $3.98 | 1,724,079 | No | 4 | P | Indirect | By Clients |
Common Stock | Acquisiton | 2012-06-15 | 41,000 | $3.89 | 1,765,079 | No | 4 | P | Indirect | By Clients |
Common Stock | Acquisiton | 2012-06-18 | 26,792 | $3.85 | 1,791,871 | No | 4 | P | Indirect | By Clients |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Clients |
No | 4 | P | Indirect | By Clients |
No | 4 | P | Indirect | By Clients |
No | 4 | P | Indirect | By Clients |
No | 4 | P | Indirect | By Clients |
Footnotes
- Such shares were acquired on behalf of certain private investment fund clients of Bulldog Investors, LLC. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
- Steven Samuels is an owner of Bulldog Investors, LLC. He is also a Principal of the general partner of certain of such investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Mr. Samuels disclaims beneficial interest in shares held by such clients, except to the extent of any pecuniary interest therein.
- Such acquisition was previously disclosed on June 14, 2012 in Amendment No. 7 to the Schedule 13D filed by Bulldog Investors on March 8, 2012. In addition, such holdings are reflected in the Section 16 filings made on behalf of certain owners of Bulldog Investors, LLC who also serve on the board of directors of the issuer.
- Such acquisition was previously disclosed on July 9, 2012 in Amendment No. 8 to the Schedule 13D filed by Bulldog Investors on March 8, 2012. In addition, such holdings are reflected in the Section 16 filings made on behalf of certain owners of Bulldog Investors, LLC who also serve on the board of directors of the issuer.