Filing Details
- Accession Number:
- 0001566598-14-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-01 10:07:01
- Reporting Period:
- 2014-06-30
- Filing Date:
- 2014-07-01
- Accepted Time:
- 2014-07-01 10:07:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1025877 | Dcb Financial Corp | DCBFOB | State Commercial Banks (6022) | 311469837 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1566598 | Alan Roger Lossing | P.o. Box 1001 Lewis Center OH 43035 | Svp Wealth Management | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Dcb Financial Corp Common Stock | Acquisiton | 2014-06-30 | 500 | $7.42 | 500 | No | 4 | P | Indirect | Trustee & Beneficiary |
| Dcb Financial Corp Common Stock | Acquisiton | 2014-06-30 | 4,500 | $7.49 | 5,000 | No | 4 | P | Indirect | Trustee & Beneficiary |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Trustee & Beneficiary |
| No | 4 | P | Indirect | Trustee & Beneficiary |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Dcb Financial Corp Common Stock | 35,003 | Indirect | IRA |
| Dcb Financial Corp Common Stock | 1,126 | Indirect | 401(k) |
| Dcb Financial Corp Common Stock | 10,000 | Indirect | See Note 2. |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Dcb Financial Corp Common Stock | DCBF Employee Stock Options-Calls | $4.50 | 2013-12-31 | 2022-12-20 | 3,222 | 3,222 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-12-20 | 3,222 | 3,222 | Direct |
Footnotes
- Shares purchased under the Frank H. Lossing Irrevocable Family Trust. Filer is trustee and can direct the voting of the shares. Filer is also a 33.33 remainder beneficiary of the trust.
- Shares purchased by Bexley Park Financial Partnership. Filer is the general partner for Bexley Park Financial Partnership and controls the voting and disposition of the shares. Filer is also a .003 percentage owner in the partnership.
- The options were granted 12/21/2012 and vest in five equal installments of 20 percent each year beginning one year after the grant of the options.
Billionaire Hedge Funds
