Filing Details
- Accession Number:
- 0001408356-14-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-30 18:29:16
- Reporting Period:
- 2014-06-27
- Filing Date:
- 2014-06-30
- Accepted Time:
- 2014-06-30 18:29:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1408356 | Solarcity Corp | SCTY | Construction - Special Trade Contractors (1700) | 020781046 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1560173 | R Lyndon Rive | 3055 Clearview Way San Mateo CA 94402 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-27 | 76,725 | $1.62 | 76,725 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-27 | 76,725 | $70.76 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2014-06-27 | 76,725 | $0.00 | 76,725 | $1.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 833,695 | 2009-10-02 | 2019-09-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 648,649 | Indirect | By Family Trust |
| Common Stock | 2,000,000 | Indirect | By LLC |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2013.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.22 to $71.65, inclusive. The reporting person undertakes to provide SolarCity Corporation, any security holder of SolarCity Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Total shares in column 5 reflect a transfer of 779,257 shares on 5/13/14 from the reporting person's direct holdings into the name of the reporting person's LLC.
- Total shares in column 5 reflect a transfer of 1,220,743 shares on 5/13/14 from the reporting person's Family Trust into the name of the reporting person's LLC.
Billionaire Hedge Funds
