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Filing Details

Accession Number:: 0001140361-14-027087
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-06-30 19:05:17
Reporting Period:: 2014-06-03

Filing Date:: 2014-06-30
Accepted Time:: 2014-06-30 18:05:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1001871	Investors Capital Holdings Ltd	ICH	Security Brokers, Dealers & Flotation Companies (6211)	043284631

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1533642	D. James Crosson	6 Kimball Lane, Suite 150 Lynnfield MA 01940		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-03	317	$7.05	120,630	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-04	183	$7.05	120,813	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-05	500	$7.04	121,313	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-05	370	$6.95	121,683	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-05	500	$6.75	122,183	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-05	500	$6.80	122,683	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-05	500	$6.92	123,183	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-05	1,000	$6.75	124,183	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-05	500	$6.79	124,683	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-05	1,000	$6.71	125,683	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-05	1,500	$7.00	127,183	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-05	490	$6.71	127,673	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-05	500	$6.89	128,173	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-06	1,000	$6.90	129,173	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-06	500	$7.00	129,673	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-06	561	$6.97	130,234	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-09	1,000	$7.00	131,234	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-09	1,000	$7.00	132,234	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-09	280	$6.90	132,514	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-11	220	$7.04	132,734	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-12	1,073	$7.05	133,807	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-12	1,000	$7.05	134,807	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-12	300	$7.05	135,107	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-13	1,000	$7.05	136,107	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-06-13	300	$7.05	136,407	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value Per Share	9,675	Indirect	Son's SEP IRA