Filing Details
- Accession Number:
- 0001209191-14-044420
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-30 17:07:46
- Reporting Period:
- 2014-06-30
- Filing Date:
- 2014-06-30
- Accepted Time:
- 2014-06-30 17:07:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1328015 | Imprivata Inc | IMPR | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1540849 | J David Orfao | 20 Cambridge Road, 4Th Floor Cambridge MA 02138 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-30 | 4,304,957 | $0.00 | 4,304,957 | No | 4 | C | Indirect | By General Catalyst Group II, L.P. |
Common Stock | Acquisiton | 2014-06-30 | 160,121 | $0.00 | 160,121 | No | 4 | C | Indirect | By GC Entrepreneurs Fund II, L.P. |
Common Stock | Acquisiton | 2014-06-30 | 10,000 | $13.95 | 10,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By General Catalyst Group II, L.P. |
No | 4 | C | Indirect | By GC Entrepreneurs Fund II, L.P. |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2014-06-30 | 2,400,642 | $0.00 | 2,400,642 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2014-06-30 | 1,164,614 | $0.00 | 1,164,614 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2014-06-30 | 739,701 | $0.00 | 739,701 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2014-06-30 | 88,279 | $0.00 | 88,279 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2014-06-30 | 43,936 | $0.00 | 43,936 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2014-06-30 | 27,906 | $0.00 | 27,906 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series A, B and C Convertible Preferred Stock converted into shares of Common Stock on a 1.5-for-1 basis upon the closing of the Issuer's initial public offering. The securities have no expiration date.
- The shares are held directly by General Catalyst Group II, L.P. and GC Entrepreneurs Fund II, L.P. General Catalyst GP II, LLC is the general partner of General Catalyst Partners II, L.P., which is the general partner of each of GC Entrepreneurs Fund II, L.P and General Catalyst Group II, L.P. The Reporting Person is one of the managing directors of General Catalyst GP II, LLC and may be deemed the indirect beneficial owner of the shares held of record by GC Entrepreneurs Fund II, L.P and General Catalyst Group II, L.P. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. This report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.