Filing Details
- Accession Number:
- 0001354488-14-003490
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-30 15:33:47
- Reporting Period:
- 2014-06-30
- Filing Date:
- 2014-06-30
- Accepted Time:
- 2014-06-30 15:33:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1277998 | Caprock Oil Inc. | ROKO | Crude Petroleum & Natural Gas (1311) | 510482104 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1588189 | Pioneer Group, Llc | 201 S. Phillips Avenue Suite 200 Sioux Falls SD 57104 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-30 | 250,000 | $1.00 | 36,023,140 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Acquisiton | 2014-06-30 | 125,000 | $0.00 | 125,000 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 125,000 | 2014-06-30 | 2017-06-30 | No | 4 | P | Direct |
Billionaire Hedge Funds
