Filing Details
- Accession Number:
- 0001179110-14-011038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-30 09:58:27
- Reporting Period:
- 2014-04-28
- Filing Date:
- 2014-06-30
- Accepted Time:
- 2014-06-30 09:58:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
357173 | Old Second Bancorp Inc | OSBC | State Commercial Banks (6022) | 363143493 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1171803 | Gerald Palmer | 37 S. River St. Aurora IL 60506 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Old Second Bancorp, Inc. Common Stock | Acquisiton | 2014-06-17 | 2,500 | $4.82 | 54,689 | No | 4 | A | Direct | |
Osbi Fixed Rate Cumulative Preferred Stock-Ser B | Disposition | 2014-04-28 | 567 | $947.50 | 0 | No | 4 | S | Indirect | Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Indirect | Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Old Second Bancorp Inc. Common Stock | 47,727 | Indirect | Spouse's Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Old Second Bancorp Inc. Stock Options | $7.49 | 2010-02-17 | 2019-02-17 | 1,500 | 1,500 | Direct |
Common Stock | Old Second Bancorp Inc. Stock Options | $27.75 | 2008-12-18 | 2017-12-18 | 1,500 | 1,500 | Direct |
Common Stock | Old Second Bancorp Inc. Stock Options | $29.20 | 2007-12-17 | 2016-12-19 | 1,500 | 1,500 | Direct |
Common Stock | Old Second Bancorp Inc. Stock Options | $31.34 | 2005-12-20 | 2015-12-20 | 1,500 | 1,500 | Direct |
Common Stock | Old Second Bancorp Inc. Stock Options | $32.59 | 2005-12-20 | 2014-12-21 | 1,500 | 1,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-02-17 | 1,500 | 1,500 | Direct |
2017-12-18 | 1,500 | 1,500 | Direct |
2016-12-19 | 1,500 | 1,500 | Direct |
2015-12-20 | 1,500 | 1,500 | Direct |
2014-12-21 | 1,500 | 1,500 | Direct |
Footnotes
- Included in this total are 4,462 shares in Mr. Palmer's name alone; 47,727 shares in Mr. Palmer's name as Trustee and 2,500 shares of restricted stock units in Mr. Palmer's name.
- These shares are held in a brokerage account on behalf of Mr.Palmer's spouse's Trust account.
- These shares represent a Restricted Stock Units grant pursuant to Old Second Bancorp, Inc. 2014 Equity Incentive Plan.
- In connection with its public offering of common stock, the Company was required to repurchase the Old Second Fixed Rate Cumulative Perpetual Preferred Stock Series B from its directors on 04-28-14.